SEC Form 4 · accession 0001437749-15-009994
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven D Welling
Officer — EVP Sales and Mkt.
Period of report
May 12, 2015
Accepted (ET)
May 13, 2015 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2015 | M | 6,683 | $19.71 | A | 21,503 | D | |
| Common Stock | May 12, 2015 | S | 6,683 | $45.88 | D | 14,820 | D | |
| Common Stock | May 13, 2015 | M | 8,581 | $25.25 | A | 23,401 | D | |
| Common Stock | May 13, 2015 | S | 5,963 | $45.71 | D | 17,438 | D | |
| Common Stock | May 13, 2015 | S | 2,618 | $45.82 | D | 14,820 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option | $19.71 | May 12, 2015 | M | 6,683 | D | Mar 21, 2012 | Feb 21, 2022 | Common Stock | 6,683 | 5,717 | D |
| Common Stock Option | $25.25 | May 13, 2015 | M | 8,581 | D | Mar 5, 2014 | Mar 4, 2023 | Common Stock | 8,581 | 21,619 | D |