SEC Form 4 · accession 0001437749-15-004887
US ECOLOGY, INC. · ECOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mario Romero
Officer — EVP Operations
Period of report
Mar 10, 2015
Accepted (ET)
Mar 12, 2015 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742126
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 10, 2015 | A | 2,000 | $0.00 | A | 3,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionF2 | $49.97 | Mar 10, 2015 | A | 8,500 | A | Mar 10, 2016 | Mar 9, 2025 | Common Stock | 8,500 | 8,500 | D |
Explanation of responses
- F1Issued pursuant to 2006 Restricted Stock Plan, vesting after the third anniversary.
- F2Issued pursuant to 2008 Stock Option Incentive Plan, vesting annually over three years.