SEC Form 4 · accession 0001209191-19-012642
INVACARE CORP · IVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony LaPlaca
Officer — Sr. VP and General Counsel
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 20, 2019 | A | 10,269 | $0.00 | A | 54,654 | D | |
| Common SharesF2 | Feb 20, 2019 | F | 3,501 | $9.96 | D | 51,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | — | holding | — | — | — | — | — | Common Shares | 66,700 | 66,700 | D |
Explanation of responses
- F1Represents common shares vested under performance-based share awards granted under the Issuer's 2013 Equity Compensation Plan.
- F2The surrender of these shares is for tax withholding purposes in conjunction with the vesting of performance-based shares.
- F3No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
- F4The reporting person holds previously reported options to buy 66,700 Common Shares (with tandem tax withholding rights) under the Invacare Corporation 2003 Performance Plan, granted in reliance upon the exemption provided by Rule 16b-3. All options were granted between August 19, 2009 and March 18, 2013, at exercise prices between $13.37 to $25.24 per share, will expire between August 19, 2019 and March 18, 2023, and became exercisable between September 30, 2010 and March 31, 2017.