SEC Form 4 · accession 0001209191-18-059473
INVACARE CORP · IVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen P. Leneghan
Officer — Senior VP and CFO
Period of report
Nov 20, 2018
Accepted (ET)
Nov 20, 2018 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000742112
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 20, 2018 | P | 6,500 | $5.5231 | A | 45,416 | D | |
| Common SharesF1 | holding | — | — | — | 4,943 | I | By Invacare Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4,F2 | — | holding | — | — | — | — | — | Common Shares | 41,100 | 41,100 | D |
| Phantom StockF6,F2,F5 | — | holding | — | — | — | — | — | Common Shares | 357 | 357 | D |
Explanation of responses
- F1Owned by the Trustee for the Invacare Retirement Savings Plan. The information given is based on a Plan Statement of December 31, 2017, the most recent information reasonably available.
- F2No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4 or Form 5.
- F3The reporting person holds previously reported options to buy 41,100 Common Shares (with tandem tax withholding rights) under the Invacare Corporation 2003 Performance Plan, granted in reliance upon the exemption provided by Rule 16b-3. All options were granted between August 19, 2009 and March 18, 2013, at exercise prices between $13.37 to $25.24 per share, will expire between August 19, 2019 and March 18, 2023, and became exercisable between September 30, 2010 and March 31, 2017.
- F4The current balance reflects the expiration of 11,300 options on August 20, 2018.
- F5Upon cessation of employment in accordance with the terms and conditions of the Invacare Corporation Deferred Compensation Plus Plan.
- F6Owned by Trustee for the Invacare Corporation Deferred Compensation Plus Plan. The information given is based on a Plan Statement of December 31, 2017, the most recent information reasonably available.