SEC Form 4 · accession 0001225208-17-011010
UDR, Inc. · UDR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren L Troupe
Officer — Senior Exec VP
Period of report
Jun 5, 2017
Accepted (ET)
Jun 7, 2017 · 9:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2017 | M | 54,135 | $24.38 | A | 585,286 | D | |
| Common Stock | Jun 5, 2017 | M | 54,135 | $24.38 | A | 639,421 | D | |
| Common Stock | Jun 5, 2017 | M | 54,135 | $24.38 | A | 693,556 | D | |
| Common Stock | Jun 5, 2017 | M | 54,135 | $24.38 | A | 747,691 | D | |
| Common Stock | Jun 5, 2017 | F | 171,616 | $39.86 | D | 576,075 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy) | $24.38 | Jun 5, 2017 | M | 54,135 | D | Mar 3, 2009 | Mar 3, 2018 | Common Stock | 54,135 | 0 | D |
| Stock Options (Right to buy) | $24.38 | Jun 5, 2017 | M | 54,135 | D | Mar 3, 2010 | Mar 3, 2018 | Common Stock | 54,135 | 0 | D |
| Stock Options (Right to buy) | $24.38 | Jun 5, 2017 | M | 54,135 | D | Mar 3, 2011 | Mar 3, 2018 | Common Stock | 54,135 | 0 | D |
| Stock Options (Right to buy) | $24.38 | Jun 5, 2017 | M | 54,135 | D | Mar 3, 2012 | Mar 3, 2018 | Common Stock | 54,135 | 0 | D |
Explanation of responses
- F1Represents shares of Common Stock withheld to satisfy the reporting person's obligation to pay the exercise price and tax withholding obligation upon the exercise of the stock options. The deemed disposition of the withheld shares is exempt pursuant to Rule 16b-3(e).