SEC Form 4 · accession 0001447387-15-000052

HOOPER HOLMES INC · HPHW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

10% Owner

Period of report

Jun 16, 2015

Accepted (ET)

Jun 29, 2015 · 7:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000741815

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Jun 16, 2015	S	50,271	$0.2882	D	9,009,394	I	By partnerships, corporations, and other individual accounts
Common Stock^F1,F2	Jun 17, 2015	S	50,000	$0.2827	D	8,959,394	I	By partnerships, corporations, and other individual accounts
Common Stock^F1,F2	Jun 18, 2015	S	66,524	$0.2717	D	8,892,870	I	By partnerships, corporations, and other individual accounts
Common Stock^F1,F2	Jun 19, 2015	S	100	$0.26	D	8,892,770	I	By partnerships, corporations, and other individual accounts
Common Stock^F1,F2	Jun 22, 2015	S	1,013	$0.2566	D	8,891,757	I	By partnerships, corporations, and other individual accounts
Common Stock^F1,F2	Jun 23, 2015	S	20,000	$0.2432	D	8,871,757	I	By partnerships, corporations, and other individual accounts
Common Stock^F1,F2	Jun 24, 2015	S	11,400	$0.2538	D	8,860,357	I	By partnerships, corporations, and other individual accounts
Common Stock^F1,F2	Jun 26, 2015	S	20,090	$0.2375	D	8,840,267	I	By partnerships, corporations, and other individual accounts

No Table II lines on this filing.

F1As of June 29, 2015 Tristan Offshore Fund Limited ("Tristan Offshore"), Tristan Partners, L.P. ("Tristan"), and sundry separately-managed accounts managed by Cannell Capital LLC, ("Cannell SMAs" collectively with Tristan Offshore and Tristan the "Funds") owned in the aggregate (i) 8,840,267 shares of common stock, with par value of $0.04 per share of Hooper Holmes Inc. ("the Company")
F2Cannell Capital LLC acts as the investment adviser to Tristan Offshore and the Cannell SMAs, and is the general partner of and investment adviser to Tristan. As a result, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Mr. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. Thus, for the purposes of Reg. Section 240.13d-3, as of June 29, 2015 Mr. Cannell is deemed to beneficially own 8,840,267 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any.