SEC Form 4 · accession 0001127602-17-018885
HOOPER HOLMES INC · HPHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald V Aprahamian
Director
Period of report
May 11, 2017
Accepted (ET)
May 19, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000741815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 11, 2017 | A | 125,000 | $0.80 | A | 690,056 | D | |
| Common Stock | holding | — | — | — | 4,000 | I | As trustee for Mr. Aprahamian's mother |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1 | $1.35 | May 11, 2017 | A | 62,500 | A | Nov 11, 2017 | May 11, 2021 | Common Stock | 62,500 | 62,500 | D |
Explanation of responses
- F1The warrants were acquired in tandem with the shares of common stock disclosed in Table 1 for no additional consideration.