SEC Form 4 · accession 0001127602-16-038561
HOOPER HOLMES INC · HPHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gus D Halas
Director
Period of report
Jan 25, 2016
Accepted (ET)
Jan 29, 2016 · 5:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000741815
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 25, 2016 | X | 500,000 | $0.09 | A | 805,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (Right to Buy) | $0.09 | Jan 25, 2016 | X | 500,000 | D | Jan 25, 2016 | Jan 25, 2016 | Common Stock | 500,000 | 0 | D |