SEC Form 4 · accession 0001250853-19-000024
R F INDUSTRIES LTD · RFIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard F Hill
Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740664
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2019 | M | 2,805 | $4.07 | A | 227,026 | D | |
| Common Stock | Jan 8, 2019 | S | 2,805 | $8.032 | D | 224,221 | D | |
| Common Stock | Jan 9, 2019 | M | 1,928 | $4.07 | A | 226,149 | D | |
| Common Stock | Jan 9, 2019 | S | 1,928 | $8.00 | D | 224,221 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.07 | Jan 8, 2019 | M | 2,805 | D | — | Apr 6, 2020 | Common Stock | 2,805 | 1,928 | D |
| Stock Option (right to buy)F1 | $4.07 | Jan 9, 2019 | M | 1,928 | D | — | Apr 6, 2020 | Common Stock | 1,928 | 0 | D |
Explanation of responses
- F1Stock Option vests and becomes exercisable in two installments with 4,366 shares becoming exercisable on 7/6/15 and 4,367 shares becoming exercisable on 10/6/15.