SEC Form 4 · accession 0001250853-18-000086
R F INDUSTRIES LTD · RFIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Reynolds
Director
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740664
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2018 | M | 11,500 | $4.41 | A | 61,700 | D | |
| Common Stock | Jun 15, 2018 | S | 11,500 | $8.50 | D | 50,200 | D | |
| Common Stock | holding | — | — | — | 2,600 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $4.41 | Jun 15, 2018 | M | 11,500 | D | — | Nov 19, 2019 | Common Stock | 11,500 | 3,416 | D |
Explanation of responses
- F1Stock Option vests and becomes exercisable in four equal increments over a one-year period on 1/31/15, 4/30/15, 7/31/15 and 10/31/15.