SEC Form 4 · accession 0001250853-18-000057
R F INDUSTRIES LTD · RFIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Joseph Benoit
Director
Period of report
Apr 10, 2018
Accepted (ET)
Apr 11, 2018 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740664
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 10, 2018 | M | 895 | $1.50 | A | 895 | D | |
| Common Stock | Apr 10, 2018 | S | 895 | $4.75 | D | 0 | D | |
| Common Stock | Apr 11, 2018 | M | 6,505 | $1.50 | A | 6,505 | D | |
| Common Stock | Apr 11, 2018 | S | 6,505 | $4.75 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.50 | Apr 10, 2018 | M | 895 | D | — | Nov 8, 2021 | Common Stock | 895 | 33,844 | D |
| Stock Option (right to buy)F1 | $1.50 | Apr 11, 2018 | M | 6,505 | D | — | Nov 8, 2021 | Common Stock | 6,505 | 27,339 | D |
Explanation of responses
- F1Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.