SEC Form 4 · accession 0001250853-18-000045

R F INDUSTRIES LTD · RFIL

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 15, 2018

Accepted (ET)

Mar 19, 2018 · 9:05 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000740664

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Mar 15, 2018	M	10,000	$1.50	A	234,221	D
Common Stock	Mar 15, 2018	S	10,000	$4.65	D	224,221	D
Common Stock	Mar 16, 2018	M	10,000	$1.50	A	234,221	D
Common Stock	Mar 16, 2018	S	10,000	$4.50	D	224,221	D
Common Stock	Mar 19, 2018	M	17,339	$1.50	A	241,560	D
Common Stock	Mar 19, 2018	M	2,661	$1.80	A	244,221	D
Common Stock^F1	Mar 19, 2018	S	20,000	$4.61	D	224,221	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F2	$1.50	Mar 15, 2018	M	10,000	D	—	Nov 8, 2021	Common Stock	10,000	67,339	D
Stock Option (right to buy)^F2	$1.50	Mar 16, 2018	M	10,000	D	—	Nov 8, 2021	Common Stock	10,000	57,339	D
Stock Option (right to buy)^F2	$1.50	Mar 19, 2018	M	17,339	D	—	Nov 8, 2021	Common Stock	17,339	40,000	D
Stock Option (right to buy)^F3	$1.80	Mar 19, 2018	M	2,661	D	—	Sep 7, 2022	Common Stock	2,661	12,339	D

F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.65, inclusive. The reporting person undertakes to provide to RF Industries Ltd, any security holder of RF Industries Ltd, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (1) to this Form 4.
F2Stock Option vests and becomes exercisable in four equal quarterly increments over a one-year period on 1/31/2017, 4/30/2017, 7/31/2017 and 10/31/2017.
F3Stock Options vested on the date of grant and were immediately exercisable.