SEC Form 4 · accession 0000074046-18-000055
Oil-Dri Corp of America · ODC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Jaffee
Officer — Chairman, President and CEO · Director · 10% Owner
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 5:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2018 | C | 25,000 | $0.00 | A | 25,000 | D | |
| Common StockF3 | Oct 16, 2018 | S | 4,703 | $31.50 | D | 20,297 | D | |
| Common StockF4 | Oct 16, 2018 | S | 984 | $32.37 | D | 19,313 | D | |
| Common StockF5 | Oct 16, 2018 | S | 1,513 | $33.08 | D | 17,800 | D | |
| Common StockF6 | Oct 17, 2018 | S | 1,200 | $30.00 | D | 16,600 | D | |
| Common Stock | Oct 18, 2018 | S | 35 | $30.09 | D | 16,565 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B StockF7 | $0.00 | Oct 16, 2018 | C | 25,000 | D | — | — | Common Stock | 25,000 | 474,434 | D |
Explanation of responses
- F1See last line in table for balance following all transactions currently being reported.
- F2Represents a sale of shares in part to cover the tax liability due upon the vesting of shares of a restricted stock award previously granted to the Reporting Person.
- F3This transaction was executed in multiple trades at prices ranging from $31.05 to $32.03. The price reported above reflects the weighted average sale price rounded to the nearest cent. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $32.05 to $32.87. The price reported above reflects the weighted average sale price rounded to the nearest cent. The reporting person hereby undertakes to provide upon request to the SEC staff, the issue ror a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $33.05 to $33.21. The price reported above reflects the weighted average sale price rounded to the nearest cent. The reporting person hereby undertakes to provide upon request to the SEC staff, the issue ror a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $30.00 to $30.05. The price reported above reflects the weighted average sale price rounded to the nearest cent. The reporting person hereby undertakes to provide upon request to the SEC staff, the issue ror a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7Class B Stock may be converted pursuant to the terms of the Certificate of Incorporation of Oil-Dri, as amended.