SEC Form 4 · accession 0000074046-17-000046
Oil-Dri Corp of America · ODC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Jaffee
Officer — President and CEO · Director · 10% Owner
Period of report
Oct 13, 2017
Accepted (ET)
Oct 17, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 13, 2017 | C | 6,390 | $0.00 | A | 6,390 | D | |
| Common StockF2 | Oct 13, 2017 | S | 6,390 | $41.10 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B StockF3 | $0.00 | Oct 13, 2017 | C | 6,390 | D | — | — | Common Stock | 6,390 | 378,878 | D |
Explanation of responses
- F1See line below for balance following all transactions currently being reported.
- F2This transaction was executed in multiple trades at prices ranging from $40.25 to $42.40. The price reported above reflects the weighted average sale price rounded to the nearest cent. The reporting person hereby undertakes to provide upon request to the SEC staff, the issueror a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Class B Stock may be converted at any time at the option of the holder into Common Stock on a share for share basis. See note 134 to SEC Release 34-288691.