SEC Form 4 · accession 0000074046-15-000035
Oil-Dri Corp of America · ODC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel S Jaffee
Officer — President and CEO · Director
Period of report
Sep 9, 2015
Accepted (ET)
Sep 11, 2015 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000074046
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B StockF1,F3 | $0.00 | Sep 9, 2015 | A | 125,000 | A | — | — | Common Stock | 125,000 | 387,491 | D |
Explanation of responses
- F1Class B Stock may be converted at any time at the option of the holder into Common Stock on a share for share basis. See note 134 to SEC Release 34-288691.
- F2Restricted stock granted pursuant to the Oil-Dri Corporation of America 2006 Long Term Incentive Plan in a transaction exempt under rule 16b-3.
- F320% of the shares will become non-forfeitable no earlier than on October 19, 2016; and an additional 20% no earlier than on each of the four subsequent anniversaries of that date, provided Reporting Person is employed by the Issuer on those dates and meets set annual or cumulative performance-based criteria.