SEC Form 4 · accession 0000740260-19-000049
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra A Cafaro
Officer — Chairman and CEO · Director
Period of report
Feb 13, 2019
Accepted (ET)
Feb 14, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2019 | M | 68,084 | $45.00 | A | 805,835 | D | |
| Common StockF1,F2 | Feb 13, 2019 | S | 68,084 | $64.0908 | D | 737,751 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $45.00 | Feb 13, 2019 | M | 68,084 | D | Jan 24, 2011 | Jan 24, 2021 | Common Stock | 68,084 | 2,529,945 | D |
Explanation of responses
- F1On February 13, 2019, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $64.00 to $64.18, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- F2These shares are being sold pursuant to a written non-discretionary Rule 10b5-1(c) sales plan dated December 14, 2018.
- F3These options vest in three equal annual installments beginning on the date of grant.