SEC Form 4 · accession 0000740260-18-000132
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra A Cafaro
Officer — Chairman and CEO · Director
Period of report
Jul 3, 2018
Accepted (ET)
Jul 5, 2018 · 6:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 3, 2018 | M | 30,942 | $37.51 | A | 775,109 | D | |
| Common StockF1 | Jul 3, 2018 | S | 30,942 | $58.00 | D | 744,167 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $37.51 | Jul 3, 2018 | M | 30,942 | D | Jan 20, 2010 | Jan 20, 2020 | Common Stock | 30,942 | 2,598,029 | D |
Explanation of responses
- F1On May 14, 2018, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I. The shares are being sold pursuant to a written non-discretionary 10b5-1 sales plan dated May 10, 2018 entered into by Reporting Person.
- F2These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on January 20, 2010.