SEC Form 4 · accession 0000740260-18-000029
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra A Cafaro
Officer — Chairman and CEO · Director
Period of report
Jan 18, 2018
Accepted (ET)
Jan 22, 2018 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2018 | F | 10,221 | $54.38 | D | 709,614 | D | |
| Common StockF2 | Jan 18, 2018 | F | 7,380 | $54.38 | D | 702,234 | D | |
| Common StockF2,F3 | Jan 18, 2018 | F | 9,493 | $54.38 | D | 692,741 | D | |
| Common StockF4 | holding | — | — | — | 5,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 18, 2017 under the Ventas, Inc. 2012 Incentive Plan (the "Plan").
- F2Represents shares withheld to pay taxes on the vesting of restricted stock units granted on January 18, 2017 under the Plan. Such vested units are payable solely in common stock of the Issuer and subject to the terms of the Plan.
- F3As of January 18, 2018, Reporting Person owns options to purchase an aggregate of 2,690,859 shares of Issuer's common stock.
- F4Reporting Person disclaims beneficial ownership of these shares except to the extent of the Reporting Person's pecuniary interest in the shares.