SEC Form 4 · accession 0000740260-17-000068
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory R Liebbe
Officer — SVP, Chief Accounting Officer
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 9, 2017 | F | 1,020 | $60.07 | D | 4,924 | D | |
| Common StockF2 | Mar 10, 2017 | A | 2,056 | $0.00 | A | 6,980 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F4 | $60.50 | Mar 10, 2017 | A | 10,295 | A | Mar 10, 2018 | Mar 10, 2027 | Common Stock | 10,295 | 22,581 | D |
Explanation of responses
- F1Represents shares withheld to pay the taxes on the vesting of restricted stock granted on March 9, 2012 under the Ventas, Inc. 2006 Incentive Plan.
- F2Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). This restricted stock vests in three equal annual installments beginning on the first anniversary of the date of the grant.
- F3Stock options granted by Issuer pursuant to the Plan.
- F4These options vest in three equal annual installments beginning on the first anniversary of the date of the grant.