SEC Form 4 · accession 0000740260-17-000060
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Pasquale
Director
Period of report
Feb 24, 2017
Accepted (ET)
Feb 28, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2017 | M | 5,000 | $40.91 | A | 109,022 | D | |
| Common StockF1 | Feb 24, 2017 | S | 5,000 | $62.90 | D | 104,022 | D | |
| Common Stock | Feb 27, 2017 | M | 10,000 | $40.91 | A | 114,022 | D | |
| Common StockF2 | Feb 27, 2017 | S | 10,000 | $65.4479 | D | 104,022 | D | |
| Common Stock | Feb 28, 2017 | M | 3,762 | $40.91 | A | 107,784 | D | |
| Common Stock | Feb 28, 2017 | S | 3,762 | $65.60 | D | 104,022 | D | |
| Common Stock | holding | — | — | — | 4,326 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $40.91 | Feb 24, 2017 | M | 5,000 | A | Dec 31, 2011 | Feb 15, 2021 | Common Stock | 5,000 | 13,762 | D |
| Stock Option (Right to Buy)F3 | $40.91 | Feb 27, 2017 | M | 10,000 | A | Dec 31, 2011 | Feb 15, 2021 | Common Stock | 10,000 | 3,762 | D |
| Stock Option (Right to Buy)F3 | $40.91 | Feb 28, 2017 | M | 3,762 | A | Dec 31, 2011 | Feb 15, 2021 | Common Stock | 3,762 | 0 | D |
Explanation of responses
- F1On February 24, 2017, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I.
- F2The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $65.30 to $65.70, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- F3These options were part of a previously reported grant by the Issuer to the Reporting Person that became fully vested on December 31, 2011.