SEC Form 4 · accession 0000740260-17-000058
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Pasquale
Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | M | 5,000 | $40.91 | A | 109,022 | D | |
| Common StockF1 | Feb 21, 2017 | S | 5,000 | $62.90 | D | 104,022 | D | |
| Common Stock | holding | — | — | — | 4,326 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F2 | $40.91 | Feb 21, 2017 | M | 5,000 | A | Dec 31, 2011 | Feb 15, 2021 | Common Stock | 5,000 | 18,762 | D |
Explanation of responses
- F1On February 22, 2017, the Reporting Person transmitted to the Securities and Exchange Commission a Form 144 covering the sale of the Issuer's common stock reported in Table I.
- F2These options were part of a previously reported grant by the Issuer to the Reporting Person that became fully vested on December 31, 2011.
- F3Represents total number of unexercised stock options held by the Reporting Person as of February 21, 2017.