SEC Form 4 · accession 0000740260-17-000026
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra A Cafaro
Officer — Chairman and CEO · Director
Period of report
Jan 18, 2017
Accepted (ET)
Jan 20, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 18, 2017 | A | 85,108 | $0.00 | A | 634,532 | D | |
| Common StockF2 | Jan 18, 2017 | F | 10,646 | $62.22 | D | 623,886 | D | |
| Common StockF3 | Jan 18, 2017 | A | 49,983 | $0.00 | A | 673,869 | D | |
| Common StockF4 | Jan 18, 2017 | A | 64,288 | $0.00 | A | 738,157 | D | |
| Common StockF5 | holding | — | — | — | 5,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F6,F7 | $62.22 | Jan 18, 2017 | A | 673,079 | A | Jan 18, 2017 | Jan 18, 2027 | Common Stock | 673,079 | 2,790,859 | D |
Explanation of responses
- F1Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). This restricted stock vests in three equal annual installments beginning on the date of the grant.
- F2Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 18, 2017 under the Plan.
- F3Restricted stock units granted by Issuer pursuant to the Plan. Such units are payable solely in common stock and subject to the terms and conditions of the Plan. The restricted stock units vest in three equal annual installments beginning on the first anniversary of the date of the grant.
- F4Restricted stock units granted by Issuer pursuant to the Plan. Such units are payable solely in common stock and subject to the terms of the Plan. The restricted stock units vest one-third on the first anniversary of the date of grant and two-thirds on the second anniversary of the date of grant.
- F5Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
- F6Stock options granted by Issuer pursuant to the Plan.
- F7These options vest in three equal annual installments beginning on the date of the grant.