SEC Form 4 · accession 0000740260-17-000011
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J Lustig
Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 4, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2017 | A | 360 | $62.52 | A | 23,087 | D | |
| Common StockF3,F4 | Jan 1, 2017 | A | 900 | $0.00 | A | 23,987 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock in the form of units granted under the Ventas Nonemployee Directors' Deferred Stock Compensation Plan (the "Deferred Plan") in lieu of director fees pursuant to the director's deferral election. Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Deferred Plan.
- F2Includes 116.773 units acquired on December 30, 2016 under the Deferred Plan as a result of dividend equivalents credited with respect to the dividend on Issuer's common stock paid on December 30, 2016.
- F3Restricted stock units granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). Such units are payable solely in common stock and subject to the terms and conditions of the director's deferral election and the Plan. These restricted stock units vest in two equal annual installments beginning on the first anniversary of the date of the grant.
- F4As of January 1, 2017, Reporting Person owns options to purchase an aggregate of 9,731 shares of Issuer's common stock.