SEC Form 4 · accession 0000740260-16-000305
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory R Liebbe
Officer — SVP, Chief Accounting Officer
Period of report
Aug 19, 2016
Accepted (ET)
Aug 23, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 19, 2016 | M | 1,304 | $46.62 | A | 7,585 | D | |
| Common StockF1 | Aug 19, 2016 | S | 1,304 | $73.1996 | D | 6,281 | D | |
| Common Stock | Aug 19, 2016 | M | 2,703 | $59.21 | A | 8,984 | D | |
| Common StockF1 | Aug 19, 2016 | S | 2,703 | $73.1996 | D | 6,281 | D | |
| Common Stock | Aug 19, 2016 | M | 2,936 | $50.92 | A | 9,217 | D | |
| Common StockF1 | Aug 19, 2016 | S | 2,936 | $73.1996 | D | 6,281 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $46.62 | Aug 19, 2016 | M | 1,304 | A | Mar 9, 2013 | Mar 9, 2022 | Common Stock | 1,304 | 17,925 | D |
| Stock Option (Right to Buy)F3 | $59.21 | Aug 19, 2016 | M | 2,703 | A | Mar 8, 2014 | Mar 8, 2023 | Common Stock | 2,703 | 15,222 | D |
| Stock Option (Right to Buy)F4 | $50.92 | Aug 19, 2016 | M | 2,936 | A | Mar 7, 2015 | Mar 7, 2024 | Common Stock | 2,936 | 12,286 | D |
Explanation of responses
- F1On August 19, 2016, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $73.08 to $73.37, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- F2These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on March 9, 2013.
- F3These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on March 8, 2014.
- F4These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in three equal annual installments beginning on March 7, 2015.