SEC Form 4 · accession 0000740260-16-000292
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd W. Lillibridge
Officer — EVP, Medical Prop. Operations
Period of report
Aug 3, 2016
Accepted (ET)
Aug 4, 2016 · 4:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 109,254 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F3 | $73.71 | Aug 3, 2016 | A | 24,288 | A | Aug 3, 2016 | Aug 3, 2026 | Common Stock | 24,288 | 287,897 | D |
Explanation of responses
- F1Includes 88.948 shares acquired between May 4, 2016 and August 3, 2016 under the Ventas Employee and Director Stock Purchase Plan.
- F2Stock options granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan.
- F3These options vest one-third on the date of grant, one-third on January 27, 2017 and one-third on January 27, 2018.