SEC Form 4/A · accession 0000740260-16-000249
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert F Probst
Officer — EVP and CFO
Period of report
Jan 27, 2016
Accepted (ET)
May 5, 2016 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2016 | A | 14,714 | $0.00 | A | 35,671 | D | |
| Common StockF2 | Jan 27, 2016 | F | 1,513 | $53.79 | D | 34,158 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F5,F4 | $53.79 | Jan 27, 2016 | A | 33,592 | A | Jan 27, 2016 | Jan 27, 2026 | Common Stock | 33,592 | 59,675 | D |
Explanation of responses
- F1Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). This restricted stock vests in three equal annual installments beginning on the date of the grant.
- F2Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 27, 2016 under the Plan.
- F3Stock options granted by Issuer pursuant to the Plan.
- F4These options vest in three equal annual installments beginning on the date of the grant.
- F5This amendment is being filed solely to correct the number of derivative securities beneficially owned in column 9. There are no changes to the transactions reported in the Form 4 originally filed on January 29, 2016.