SEC Form 4 · accession 0000740260-16-000231
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Crocker II
Director
Period of report
Mar 30, 2016
Accepted (ET)
Mar 31, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | M | 5,940 | $35.62 | A | 110,104 | D | |
| Common Stock | Mar 30, 2016 | S | 5,940 | $62.9082 | D | 104,164 | D | |
| Common StockF3 | holding | — | — | — | 10,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $35.62 | Mar 30, 2016 | M | 5,940 | D | Jan 1, 2007 | Jan 1, 2017 | Common Stock | 5,940 | 23,760 | D |
Explanation of responses
- F1On March 30, 2016, the Reporting Person transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I.
- F2The price reported in column 4 is a weighted average price. These shares were sold by the Reporting Person in multiple transactions at prices ranging from $62.87 to $63.01, inclusive. The Reporting Person undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- F3Reflects shares acquired by the Douglas Crocker II Trust on December 10, 2013, which Reporting Person is the Trustee and which shares were previously reported as being owned directly by Reporting Person.
- F4These options were part of a previously reported grant by the Issuer to the Reporting Person which vested in two equal annual installments beginning January 1, 2007.