SEC Form 4 · accession 0000740260-16-000203
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory R Liebbe
Officer — SVP, Chief Accounting Officer
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2016 | A | 1,140 | $0.00 | A | 6,529 | D | |
| Common StockF2 | Mar 6, 2016 | F | 88 | $56.75 | D | 6,441 | D | |
| Common StockF3 | Mar 7, 2016 | F | 85 | $57.23 | D | 6,356 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F5 | $56.75 | Mar 4, 2016 | A | 6,953 | A | Mar 4, 2017 | Mar 4, 2026 | Common Stock | 6,953 | 19,229 | D |
Explanation of responses
- F1Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). This restricted stock vests in three equal annual installments beginning on the first anniversary of the date of the grant.
- F2Represents shares withheld to pay the taxes on the vesting of restricted stock granted on March 6, 2015 under the Plan.
- F3Represents shares withheld to pay the taxes on the vesting of restricted stock granted on March 7, 2014 under the Plan.
- F4Stock options granted by Issuer pursuant to the Plan.
- F5These options vest in three equal annual installments beginning on the first anniversary of the date of the grant.