SEC Form 4 · accession 0000740260-16-000193
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra A Cafaro
Officer — Chairman and CEO · Director
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2016 | A | 54,259 | $0.00 | A | 584,940 | D | |
| Common StockF2 | Jan 27, 2016 | F | 8,265 | $53.79 | D | 576,675 | D | |
| Common StockF3 | Jan 29, 2016 | F | 10,644 | $55.32 | D | 566,031 | D | |
| Common StockF4 | holding | — | — | — | 5,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5,F6 | $53.79 | Jan 27, 2016 | A | 123,870 | A | Jan 27, 2016 | Jan 27, 2026 | Common Stock | 123,870 | 1,756,927 | D |
Explanation of responses
- F1Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). This restricted stock vests in three equal annual installments beginning on the date of the grant.
- F2Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 27, 2016 under the Plan.
- F3Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 29, 2014 under the Plan.
- F4Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
- F5Stock options granted by Issuer pursuant to the Plan.
- F6These options vest in three equal annual installments beginning on the date of the grant.