SEC Form 4 · accession 0000740260-15-000038
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
T Richard Riney
Officer — EVP, Chief Admin. Off., GC
Period of report
Jan 21, 2015
Accepted (ET)
Jan 23, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2015 | A | 11,598 | $0.00 | A | 132,339 | D | |
| Common StockF2 | Jan 21, 2015 | F | 1,400 | $78.34 | D | 130,939 | D | |
| Common Stock | holding | — | — | — | 70,000 | I | By Spouse | |
| Common StockF3 | holding | — | — | — | 12,465 | I | By Trust | |
| Common Stock | holding | — | — | — | 1,300 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4,F6,F5 | $78.34 | Jan 21, 2015 | A | 66,360 | A | Jan 21, 2015 | Jan 21, 2025 | Common Stock | 66,360 | 66,360 | D |
Explanation of responses
- F1Restricted stock granted by Issuer pursuant to the Ventas, Inc. 2012 Incentive Plan (the "Plan"). This restricted stock vests in three equal annual installments beginning on the date of the grant.
- F2Represents shares withheld to pay the taxes on the vesting of restricted stock granted on January 21, 2015 under the Plan.
- F3Reporting Person disclaims beneficial ownership of these 12,465 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
- F4Stock options granted by Issuer pursuant to the Plan.
- F5These options vest in three equal annual installments beginning on the date of the grant.
- F6As of January 21, 2015, Reporting Person owns options to purchase an aggregate of 240,786 shares of Issuer's common stock.