SEC Form 4 · accession 0000740260-15-000024
Ventas, Inc. · VTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debra A Cafaro
Officer — Chairman and CEO · Director
Period of report
Jan 9, 2015
Accepted (ET)
Jan 12, 2015 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000740260
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | G | 10,000 | $0.00 | D | 507,086 | D | |
| Common Stock | Jan 8, 2015 | G | 10,000 | $0.00 | A | 15,000 | I | By Trust |
| Common StockF3,F4 | Jan 9, 2015 | S | 10,000 | $76.1673 | D | 5,000 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a bona fide gift from Reporting Person to the Cafaro-Livingston Charitable Trust, a private charitable foundation (the "Trust"). Reporting Person is a co-trustee of the Trust and may be deemed to have shared voting and dispositive power over shares held by the Trust. Reporting Person disclaims beneficial ownership of these 10,000 shares because the Reporting Person has no pecuniary interest in the shares.
- F2On January 9, 2014, the Trust transmitted to the Securities and Exchange Commission (the "SEC") a Form 144 covering the sale of the Issuer's common stock reported in Table I. The price reported in column 4 is a weighted average price. These shares were sold by the Trust in multiple transactions at prices ranging from $76.15 to $76.2050, inclusive. The Trust undertakes to provide Issuer, any security holder of Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2).
- F3Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of the Reporting Person's pecuniary interest in the shares.
- F4As of January 9, 2015, Reporting Person also owns directly and indirectly by trust options to purchase an aggregate of 1,074,294 shares of Issuer's common stock.