SEC Form 4 · accession 0001593968-18-000792
AEMETIS, INC · AMTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis P Barton
Director
Period of report
May 17, 2018
Accepted (ET)
May 18, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000738214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F1 | $1.71 | May 17, 2018 | A | 30,000 | A | May 18, 2018 | May 17, 2023 | Common stock and Series B Preferred | 30,000 | 30,000 | D |
Explanation of responses
- F1100% vest Immediately
- F2Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 30,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $1.71 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.