SEC Form 4 · accession 0001593968-18-000174
AEMETIS, INC · AMTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjeev Gupta
Officer — Executive Vice President, MD
Period of report
Jan 18, 2018
Accepted (ET)
Jan 22, 2018 · 1:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000738214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2,F1 | $0.70 | Jan 18, 2018 | A | 100,000 | A | Jan 18, 2019 | Jan 18, 2028 | Common stock and Series B Preferred | 100,000 | 100,000 | D |
Explanation of responses
- F11/12th of the Option Shares vest every three(3)months from the date of the grant.
- F2Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 100,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $0.70 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.