SEC Form 4 · accession 0001593968-17-000125
AEMETIS, INC · AMTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis P Barton
Director
Period of report
Jan 19, 2017
Accepted (ET)
Jan 20, 2017 · 7:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000738214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $1.72 | Jan 19, 2017 | A | 50,000 | A | Jan 20, 2017 | Jan 19, 2027 | Common stock and Series B Preferred | 50,000 | 50,000 | D |
Explanation of responses
- F1100% vest Immediately