SEC Form 4 · accession 0001593968-16-000815
AEMETIS, INC · AMTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis P Barton
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 6:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000738214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $2.54 | May 19, 2016 | A | 51,000 | A | May 20, 2016 | May 21, 2026 | Common stock and Series B Preferred | 51,000 | 51,000 | D |
Explanation of responses
- F150% vest Immediately on the grant date and rest 50% vest 1/12th over the three years.