SEC Form 4 · accession 0001593968-15-000415
AEMETIS, INC · AMTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjeev Gupta
Officer — Executive Vice President, MD
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000738214
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1,F2 | $2.59 | Dec 10, 2015 | A | 20,000 | A | Mar 10, 2016 | Dec 10, 2025 | Common stock and Series B Preferred | 20,000 | 20,000 | D |
Explanation of responses
- F1Grant of Warrants issued by the Aemetis, Inc. to acquire 20,000 shares of the Company's Common Stock subject to the terms of the Warrant Agreement between the Reporting Person and the Company.
- F21/12th of the Warrants vest every three(3)months from the date of the grant.