SEC Form 4 · accession 0001593968-15-000409
AEMETIS, INC · AMTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harold Sorgenti
Director
Period of report
Dec 10, 2015
Accepted (ET)
Dec 14, 2015 · 4:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000738214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 15,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (right to buy)F1,F2 | $2.59 | Dec 10, 2015 | A | 15,000 | A | Dec 11, 2015 | Dec 10, 2025 | Common stock and Series B Preferred | 15,000 | 15,000 | D |
Explanation of responses
- F1Grant of Warrants issued by the Aemetis, Inc. to acquire 15,000 shares of the Company's Common Stock subject to the terms of the Warrant Agreement between the Reporting Person and the Company.
- F2All Warrants vest immediately