SEC Form 4 · accession 0000738214-15-000002
AEMETIS, INC · AMTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd Waltz
Officer — CFO
Period of report
Mar 13, 2015
Accepted (ET)
Mar 17, 2015 · 3:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000738214
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2015 | X | 34,233 | $2.10 | A | 150,195 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option | $2.10 | Mar 13, 2015 | X | 60,000 | D | Jun 16, 2010 | Mar 17, 2015 | Common Stock | 60,000 | 0 | D |
Explanation of responses
- F1The Reporting person affected a cashless exercise of stock options surrendering 25,767 shares valued at $4.89 per share and was issued a net of 34,233 shares of common stock.