SEC Form 4 · accession 0001127602-18-026473
TORO CO · TTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet Katherine Cooper
Director
Period of report
Aug 28, 2018
Accepted (ET)
Aug 29, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000737758
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2018 | M | 3,336 | $9.2525 | A | 5,536 | D | |
| Common Stock | Aug 28, 2018 | S | 3,336 | $61.24 | D | 2,200 | D | |
| Common Stock | holding | — | — | — | 21,930 | I | By trust | |
| Common Stock UnitsF1 | holding | — | — | — | 45,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $9.2525 | Aug 28, 2018 | M | 3,336 | D | — | Nov 2, 2019 | Common Stock | 3,336 | 0 | D |
Explanation of responses
- F1Includes 146.766 common stock units acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors.
- F2The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2009.