SEC Form 4 · accession 0001127602-18-019475
TORO CO · TTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet Katherine Cooper
Director
Period of report
May 30, 2018
Accepted (ET)
Jun 1, 2018 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000737758
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 30, 2018 | M | 3,000 | $9.2525 | A | 5,200 | D | |
| Common Stock | May 30, 2018 | S | 3,000 | $60.50 | D | 2,200 | D | |
| Common Stock | holding | — | — | — | 21,930 | I | By trust | |
| Common Stock UnitsF1 | holding | — | — | — | 44,888 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $9.2525 | May 30, 2018 | M | 3,000 | D | — | Nov 2, 2019 | Common Stock | 3,000 | 7,072 | D |
Explanation of responses
- F1Includes 145.848 common stock units acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors.
- F2The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2009.