SEC Form 4 · accession 0001127602-17-013020
TORO CO · TTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Janet Katherine Cooper
Director
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000737758
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 24, 2017 | M | 3,300 | $8.445 | A | 9,528 | D | |
| Common Stock | Mar 24, 2017 | S | 3,300 | $61.50 | D | 6,228 | D | |
| Common Stock | holding | — | — | — | 21,930 | I | By trust | |
| Common Stock UnitsF1 | holding | — | — | — | 44,249 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionF2 | $8.445 | Mar 24, 2017 | M | 3,300 | D | — | Nov 3, 2018 | Common Stock | 3,300 | 3,048 | D |
Explanation of responses
- F1Includes 136.854 common stock units acquired by the reporting person under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Non-Employee Directors since the date of her last report.
- F2The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 3, 2008.