SEC Form 4 · accession 0001127602-16-063546
TORO CO · TTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Renee J Peterson
Officer — VP, Treasurer & CFO
Period of report
Sep 27, 2016
Accepted (ET)
Sep 30, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000737758
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 27, 2016 | G | 65 | $0.00 | D | 55,052 | D | |
| Common Stock | Sep 28, 2016 | G | 290 | $0.00 | D | 54,762 | D | |
| Common StockF2 | holding | — | — | — | 500 | I | The Toro Company Investment, Savings & ESOP | |
| Performance Share UnitsF3 | holding | — | — | — | 51,306 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On September 16, 2016, the common stock of the issuer split two-for-one (the "Stock Split"), resulting in the reporting person's ownership of 27,558.672 additional shares of common. All future Form 4 and 5 filings made by the reporting person will include adjustments, as necessary, to reflect the Stock Split.
- F2Includes the following shares of common stock acquired by the reporting person since the date of her last report: 2.946 post-split net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; 91.968 post-split shares acquired through issuer annual investment fund contributions to the IS&ESOP; and 202.318 additional shares of common stock as a result of the Stock Split.
- F3Includes 344.574 post-split performance share units acquired by the reporting person under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers since the date of her last report and 25,480.769 additional performance share units as a result of the Stock Split.