SEC Form 4 · accession 0001127602-15-016054
TORO CO · TTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy E Dahl
Officer — VP, Human Resources
Period of report
May 1, 2015
Accepted (ET)
May 4, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000737758
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 569 | D | ||
| Common StockF1 | holding | — | — | — | 1,382 | I | The Toro Company Investment, Savings & ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | May 1, 2015 | A | 1,500 | A | — | — | Common Stock | 1,500 | 1,500 | D |
Explanation of responses
- F1Includes the following shares of common stock acquired by the reporting person since the date of her last report: 4.945 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 3.48 shares acquired through regular individual and issuer matching contributions to the IS&ESOP.
- F2Each restricted stock unit represents a contingent right to receive one share of Toro common stock.
- F3The restricted stock units vest and become non-forfeitable in full on May 1, 2018, which is the third anniversary of the date of grant.