SEC Form 4 · accession 0000737468-16-000336
WASHINGTON TRUST BANCORP INC · WASH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark K W Gim
Officer — Senior EVP WM and Treasurer
Period of report
Nov 21, 2016
Accepted (ET)
Nov 21, 2016 · 4:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000737468
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 21, 2016 | M | 3,000 | $24.12 | A | 16,510 | D | |
| Common Stock | Nov 21, 2016 | S | 500 | $51.75 | D | 16,010 | D | |
| Common Stock | Nov 21, 2016 | S | 1,100 | $51.80 | D | 14,910 | D | |
| Common Stock | Nov 21, 2016 | S | 1,000 | $51.90 | D | 13,910 | D | |
| Common StockF1 | Nov 21, 2016 | S | 400 | $52.00 | D | 13,864 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $24.12 | Nov 21, 2016 | M | 3,000 | D | Jun 16, 2011 | Jun 16, 2018 | Common Stock | 3,000 | 0 | D |
| Stock Options (Right to Buy) | $26.81 | holding | — | — | — | Jun 13, 2005 | Jun 13, 2015 | Common Stock | 3,100 | 3,100 | D |
| Stock Options (Right to Buy) | $17.52 | holding | — | — | — | Jun 1, 2013 | Jun 1, 2020 | Common Stock | 4,100 | 4,100 | D |
| Stock Options (Right to Buy) | $28.16 | holding | — | — | — | Dec 12, 2005 | Dec 12, 2015 | Common Stock | 3,100 | 3,100 | D |
Explanation of responses
- F1Balance reflects acquisitions pursuant to dividend reinvestments exempt from Form 4 reporting under Rule 16a-11.