SEC Form 4 · accession 0001340317-18-000026
LiveRamp Holdings, Inc. · RAMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry C Jones
Officer — CHIEF ETHICS & LEGAL OFFICER
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000733269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $.10 PAR VALUE | Aug 13, 2018 | M | 20,000 | $8.90 | A | 210,970 | D | |
| COMMON STOCK, $.10 PAR VALUE | Aug 13, 2018 | M | 8,264 | $17.79 | A | 219,234 | D | |
| COMMON STOCK, $.10 PAR VALUEF1 | Aug 13, 2018 | F | 17,119 | $43.18 | D | 202,115 | D | |
| COMMON STOCK, $.10 PAR VALUEF2 | Aug 13, 2018 | S | 11,401 | $43.77 | D | 190,714 | D | |
| COMMON STOCK, $.10 PAR VALUEF3 | Aug 14, 2018 | S | 39,195 | $43.57 | D | 151,519 | D | |
| COMMON STOCK, $.10 PAR VALUE | holding | — | — | — | 5,195 | I | BY MANAGED ACCOUNT 1 | |
| COMMON STOCK, $.10 PAR VALUE | holding | — | — | — | 3,999 | I | BY MANAGED ACCOUNT 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $8.90 | Aug 13, 2018 | M | 20,000 | D | May 26, 2010 | May 26, 2019 | Common Stock, $.10 Par Value | 20,000 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $17.79 | Aug 13, 2018 | M | 8,264 | D | May 18, 2011 | May 18, 2020 | Common Stock, $.10 Par Value | 8,264 | 0 | D |
Explanation of responses
- F1These shares were withheld by the issuer to satisfy the reporting person's exercise cost and tax obligations that arose on August 13, 2018, when the reporting person exercised stock options.
- F2This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.50 to $44.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.31 to $43.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.