SEC Form 4 · accession 0001245105-19-000023
LiveRamp Holdings, Inc. · RAMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jerry C Jones
Officer — CHIEF ETHICS & LEGAL OFFICER
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000733269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $.10 PAR VALUE | Feb 15, 2019 | M | 15,624 | $17.49 | A | 231,710 | D | |
| COMMON STOCK, $.10 PAR VALUE | Feb 15, 2019 | M | 17,770 | $21.17 | A | 249,480 | D | |
| COMMON STOCK, $.10 PAR VALUEF1 | Feb 15, 2019 | F | 19,297 | $52.64 | D | 230,183 | D | |
| COMMON STOCK, $.10 PAR VALUE | holding | — | — | — | 5,195 | I | BY MANAGED ACCOUNT 1 | |
| COMMON STOCK, $.10 PAR VALUE | holding | — | — | — | 3,999 | I | BY MANAGED ACCOUNT 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $17.49 | Feb 15, 2019 | M | 15,624 | D | — | May 20, 2025 | COMMON STOCK, $.10 PAR VALUE | 15,624 | 5,209 | D |
| Non-Qualified Stock Option (right to buy)F3 | $21.17 | Feb 15, 2019 | M | 17,770 | D | — | May 20, 2024 | COMMON STOCK, $.10 PAR VALUE | 17,770 | 0 | D |
Explanation of responses
- F1These shares were withheld by the issuer to satisfy the reporting person's exercise cost and tax obligations that arose on February 15, 2019, when the reporting person exercised stock options.
- F2This non-qualified stock option was granted on May 20, 2015, with incremental vesting over four years beginning May 20, 2016, with 25% of the total becoming vested on that date and 25% each 12 months thereafter with the final vesting to occur on May 20, 2019.
- F3This non-qualified stock option was granted on May 20, 2014, with incremental vesting over four years beginning May 20, 2015, with 25% of the total becoming vested on that date and 25% each 12 months thereafter. The final vesting occurred on May 20, 2018.