SEC Form 4 · accession 0001245105-18-000126
LiveRamp Holdings, Inc. · RAMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Warren Jenson
Officer — PRESIDENT, CFO & EMD-INT'L
Period of report
Oct 31, 2018
Accepted (ET)
Nov 2, 2018 · 5:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000733269
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $.10 PAR VALUE | Oct 31, 2018 | M | 157,024 | $13.40 | A | 565,820 | D | |
| COMMON STOCK, $.10 PAR VALUE | Oct 31, 2018 | M | 26,934 | $13.40 | A | 592,754 | D | |
| COMMON STOCK, $.10 PAR VALUE | Oct 31, 2018 | M | 61,452 | $13.28 | A | 654,206 | D | |
| COMMON STOCK, $.10 PAR VALUE | Oct 31, 2018 | M | 45,460 | $21.46 | A | 699,666 | D | |
| COMMON STOCK, $.10 PAR VALUE | Oct 31, 2018 | M | 61,420 | $21.17 | A | 761,086 | D | |
| COMMON STOCK, $.10 PAR VALUEF1 | Oct 31, 2018 | S | 283,791 | $45.86 | D | 477,295 | D | |
| COMMON STOCK, $.10 PAR VALUEF2 | Oct 31, 2018 | S | 68,499 | $45.29 | D | 408,796 | D | |
| COMMON STOCK, $.10 PAR VALUE | Nov 1, 2018 | M | 1,298 | $21.17 | A | 410,094 | D | |
| COMMON STOCK, $.10 PAR VALUE | Nov 1, 2018 | M | 53,819 | $17.49 | A | 463,913 | D | |
| COMMON STOCK, $.10 PAR VALUEF3 | Nov 1, 2018 | S | 1,500 | $46.26 | D | 462,413 | D | |
| COMMON STOCK, $.10 PAR VALUEF4 | Nov 1, 2018 | S | 53,617 | $45.86 | D | 408,796 | D | |
| COMMON STOCK, $.10 PAR VALUE | holding | — | — | — | 2,159 | I | BY MANAGED ACCOUNT 1 | |
| COMMON STOCK, $.10 PAR VALUE | holding | — | — | — | 490 | I | BY MANAGED ACCOUNT 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $13.40 | Oct 31, 2018 | M | 157,024 | D | Jan 13, 2013 | Jan 13, 2022 | COMMON STOCK, $.10 PAR VALUE | 157,024 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $13.40 | Oct 31, 2018 | M | 26,934 | D | Jan 13, 2013 | Jan 13, 2022 | COMMON STOCK, $.10 PAR VALUE | 26,934 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $13.28 | Oct 31, 2018 | M | 61,452 | D | May 21, 2013 | May 21, 2022 | COMMON STOCK, $.10 PAR VALUE | 61,452 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $21.46 | Oct 31, 2018 | M | 45,460 | D | May 23, 2014 | May 23, 2023 | COMMON STOCK, $.10 PAR VALUE | 45,460 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $21.17 | Oct 31, 2018 | M | 61,420 | D | May 20, 2015 | May 20, 2024 | COMMON STOCK, $.10 PAR VALUE | 61,420 | 1,298 | D |
| Non-Qualified Stock Option (right to buy) | $21.17 | Nov 1, 2018 | M | 1,298 | D | May 20, 2015 | May 20, 2024 | COMMON STOCK, $.10 PAR VALUE | 1,298 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $17.49 | Nov 1, 2018 | M | 53,819 | D | May 20, 2016 | May 20, 2025 | COMMON STOCK, $.10 PAR VALUE | 53,819 | 17,290 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.55 to $46.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.77 to $45.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.245 to $46.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.235 to $46.235, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.