SEC Form 4 · accession 0001127602-18-001943
SOUTHWESTERN ENERGY CO · SWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James W Vick
Officer — Senior Vice President
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 2:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2018 | C | 2,173 | — | A | 31,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Depositary Shares (series B Mandatory Preferred Interest)F1 | — | Jan 12, 2018 | C | 1,000 | D | — | — | Common Stock | 2,173 | 0 | D |
Explanation of responses
- F1On January 12, 2018, each Depositary Share of the Issuer's 6.25% Series B Mandatory Convertible Preferred Stock, $0.01 par value per share (the "Series B Preferred Stock"), mandatorily converted into the Issuer's Common Stock, $0.01 par value per share ("Common Stock"), at a conversion rate of 2.1739 shares of Common Stock per Depositary Share (or a Series B Preferred Stock to Common Stock conversion rate of 43.4782 shares).