SEC Form 4 · accession 0001127602-17-034045
SOUTHWESTERN ENERGY CO · SWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C. Ale
Officer — Sr. VP and General Counsel
Period of report
Apr 1, 2017
Accepted (ET)
Dec 6, 2017 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 1, 2017 | J | 97 | $8.0352 | A | 108,612 | D | |
| Common Stock | Jul 1, 2017 | J | 97 | $5.6266 | A | 108,709 | D | |
| Common Stock | Oct 1, 2017 | J | 97 | $5.6977 | A | 108,806 | D | |
| Common Stock | Dec 4, 2017 | F | 2,937 | $6.21 | D | 105,869 | D | |
| Common Stock | Dec 5, 2017 | F | 598 | $6.09 | D | 105,271 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 21, 2017, the Issuer declared a quarterly dividend of $15.625 per share on its 6.25% Series B Mandatory Convertible Preferred Stock, payable on April 17, 2017, to holders of record on April 1, 2017. The dividend was paid in shares of common stock based on the Volume Weighted Average Price per share over the five consecutive trading day period ending on the second trading day immediately preceding the applicable dividend payment day, multiplied by 97%.
- F2On June 20, 2017, the Issuer declared a quarterly dividend of $15.625 per share on its 6.25% Series B Mandatory Convertible Preferred Stock, payable on July 17, 2017, to holders of record on July 1, 2017. The dividend was paid in shares of common stock based on the Volume Weighted Average Price per share over the five consecutive trading day period ending on the second trading day immediately preceding the applicable dividend payment day, multiplied by 97%.
- F3On September 15, 2017, the Issuer declared a quarterly dividend of $15.625 per share on its 6.25% Series B Mandatory Convertible Preferred Stock, payable on October 16, 2017, to holders of record on October 1, 2017. The dividend was paid in shares of common stock based on the Volume Weighted Average Price per share over the five consecutive trading day period ending on the second trading day immediately preceding the applicable dividend payment day, multiplied by 97%.