SEC Form 4 · accession 0001127602-17-025078
SOUTHWESTERN ENERGY CO · SWN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James D Cecil
Officer — EVP - Corporate Development
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000007332
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 3, 2017 | A | 128,205 | $0.00 | A | 128,205 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $5.22 | Aug 3, 2017 | A | 282,131 | A | Aug 3, 2018 | Aug 3, 2024 | Common Stock | 282,131 | 282,131 | D |
Explanation of responses
- F1Restricted stock and options granted in consideration of services as an officer.
- F2Incentive stock options become exercisable in three equal installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon death, disability, retirement at age 65, or a change in control.